Alberti’s Geometrics to Piranesi’s
Choreographics: James’s Emotive Structures of
Balance and Abyss
Martha Banta
University of California, Los Angeles
This paper (a snippet of a
work in extended progress) is about projecting perspectives -- that technique
whereby we grasp a sense of deep space once two-dimensional surfaces create an
illusion of figures placed along a three-dimensional plane. From the ancients onwards, the history of
the plastic arts shares in the history of geometry. In turn, as Leon Batista Alberti declared in his seminal treatise
“On Painting” of 1435, they feed into the history of literary narratives. Note: if this were a footnoted essay,
it would be studded with references to scholarly studies in applied physics and
implied metaphysics, but since I’ve no “space” to itemize these sources, I
signal my debts by “finger-quotes.”
I shall focus primarily on
staircases, those material structures of ascent and descent, whose geometrics
afford triumphal movements upwards or threaten the dangers of “coming
down.” I shall show a cluster of slides
(mostly drawn from the early to late Italian Renaissance) and cite passages
from The Wings of the Dove and The Golden Bowl, only too aware of
what I must leave out regarding centuries of theoretical speculation and
experimental practices that directed the changing history of spatial
perspective. First, I put forth a series
of “givens” that influenced the manner by which Italian artisans created
brilliant illusions of balance and stability, which nonetheless teeter at the
vertiginous edges of the frames that contain their narratives. This done, I want to show that James also
experimented with the ways all representations of equilibrium are, like
Paradise, forever created, lost, and (only on occasion) regained.
(1) In the Wings and
the Bowl, James interwove “effable” scenes (visible on the page through
his detailed descriptions) with intimations of the “ineffable” (that which lies
hidden in the consciousness creating the tale) -- “ineffable” in the way that
James, happy agnostic that he was, inserts a powerful sense of “the
transcendent” that lies beyond controlling framing devices. If both painters and writers must deal with
the fact that one cannot “make lines going beyond [the picture’s edges] without
encountering the frame,” consider Charlotte Stant’s situation about which Adam
Verver observes, “You must have had things to be beyond them. It’s a kind of law of perspective.”
(2) Although the ancient
Greeks commanded the sophisticated geometrics needed to represent naturalistic
illusions of three-dimensional space, there was a long hiatus before Euclidean
solids and Arabic mathematics were picked up again in 14th-century Italy; but
not through lack of awareness of earlier geometrics. Rather, they were discarded in the name of fostering sacred
truths through the use of hieratic symbols placed along a flattened plane. Note that in **Jacobello de
Fiore’s “Coronation of the Virgin" the figures of Christ and the
Virgin are large, whereas the others gathered in adoration, stacked as though
on tiers of a wedding cake, are small - thus making clear their lesser ranking
on the divine scale. But the time came
when science acquired authority over theology, and terms such as “central
projection,” “vanishing point,” and “linear perspective” took command,
surrounding creatures of the quotidian with “naturalistic” space.
(3) An important and ever-lasting debate was set in motion,
which pits “imagination” against “observation.” Cennino Cennini’s “Book of Painting” of 1400 insisted that the artist
intends to “discover things not seen, hiding themselves under the shadows of
natural objects,” but in 1435, Alberti’s “On Painting” attested “the painter
has nothing to do with the things that are not visible.” Of course, students of optical geometry
realized “the perception of representational paintings” is a “very different process
from the perception of actual scenes in depth.” Subjects, sacred or secular, are “to be regarded as an
arrangement of symbols for reality,” not as final testimony for the truth of
the Absolute.
(4) Perspectival art rose
out of applied geometry, not theoretical geometrics. Via brilliant innovations in surveying and measuring,
Brunelleschi strove to erect a dome for Florence’s Baptistery that would not
topple. Similarly, Maggie Verver would
“pile up blocks, skillfully and dizzily,” in her hope that the elements of her
marital situation would rise “so high that the structure would have to be
noticed and admired,” even as she faced the fact that “When the blocks tumbled
down they but acted after the nature of blocks.”
(5) Alberti’s “how-to”
manual gave detailed instructions for visualizing chequerboard floors since pavimento-perspectives
assured a painting’s stability. **Gentile Bellini’s “Procession in Piazza San Marco”
serenely depicts Venice’s dignitaries in that public space James described as a
“gallery paved with squares of red marble,” “the whole place, in its huge
elegance, the grace of its conception and the beauty of its detail” rendering
it “the drawing-room of Europe.” Yet
the “naturalness” of this supremely quotidian scene becomes eerily
“super-natural” once we glimpse God gazing down from His ineffable realm in **Bonifazio de’Pitati’s “God Above the Piazza San Marco” or
when ghostly figures sweep through the piazza in **“The
Stealing of Saint Mark’s Corpse,” Tintoretto’s bravura rendition of
Venice’s most precious legend.
(6) Although
vanishing-point perspective continued to hold sway, the 1600s introduced new
attitudes toward spatial depth. A new
shallowness pressed figures against the front of the picture plane, in peril of
falling over the edge. **Rosso Fiorentino’s “Moses Defends the Daughters of Jethro,”
questions whether anyone could defend anything within spaces so distorted. Mannerism, the label attached to these
radical experiments, is sometimes praised as bella maniera, but is often
damned as decadence. Take this
scholar’s description of the Manneristic mode and match it to views some hold
toward James’s late novels: “greater emphasis was placed on the ideal beauty in
the mind of the artist than on the reproduction of beauties discovered in
nature and the ever more frenzied pursuit of aesthetic effects put a premium on
originality and imagination which often passed over into exaggeration,
morbidity, and the bizarre. Surprise,
novelty, recondite allusions, and in general a priority for invention
characterized an art which appealed to a public of connoisseurs and a narrow
intellectual elite.” Once “the
classical balance of the Renaissance and the sense of harmony between nature
and reason” disintegrated and “splendid lessons brilliantly learnt were applied
in the service of ever more phrenetic idiosyncrasy,” naturalistic forms were
translated into fantasy, set within unreal spaces lacking firm perspective
structures.
(7) As Western science and
aesthetics “advanced” beyond the 17th-century, earlier principles became
“forgotten lore” -- such as the belief that earthly spatial structures must try
to emulate the “architecture” of the cosmos wherein both earth and planets are
“embedded in translucent spheres” of crystal -- “shapes that were invisible and
unpalatable, but nonetheless real.”
Recall this bit of “forgotten lore” as we come to consider the
significance to the “human geometrics” in The Golden Bowl of crystalline
shapes, whether whole or shattered.
(8) Over the centuries,
interest continued in regard to the relation of viewer to picture plane. Alberti’s treatise urged artists to focus on
a fixed distance by creating the illusion of a window through which those who
stand before a painting look out upon the narrative scene. Now listen to what James says about the
House of Fiction: “The house of fiction
has in short not one window, but a million -- a number of possible windows, not
to be reckoned, rather; every one of which has been pierced, or is still
pierceable, in its vast front, by the need of the individual vision and by the
pressure of the individual will . .. . They are but windows at the best, more
holes in a dead wall, disconnected, perched aloft; they are not hinged doors
opening straight upon life. But they
have this mark of their own that at each of them stands a figure with a pair of
eyes, or at least with a field-glass, which forms, again and again, for
observation, a unique instrument, insuring to the person making use of it an
impression distinct from every other.”
(9) Lastly, a bit of
grounding for the geometrics of staircases, the physical and emotive structures
I feature from now on. Mannerism in the
1600s was rich with images of twisted stairways mounting up and tumbling down,
as in **Vasari’s “Vulcan’s Forge.” The 1700s yielded both **Canaletto’s
“Perspective” (a charming vista of graceful Venetian steps) and Piranesi’s “Carceri” (an ominous scene of stairs buried
within Rome’s ruins). Take the
Canaletto to represent the position attained by Adam Verver:: “The tall sharp
spiral round which he had begun to wind his ascent at the age of twenty, and
the apex of which was a platform looking down . . . on the kingdoms of the
earth and with standing-room for but half a dozen others.” Take the Vasari and Piranesi to represent
Prince Amerigo’s description of “the moral sense” inflicted upon Old Romans:
“it’s no more like yours [an American’s] than the tortuous stone staircase --
half ruined into the bargain . . . is like the ‘lightning elevator’ in one of
Mr. Verver’s fifteen-storey buildings.
Your moral sense works by steam -- it sends you up like a rocket. Ours is slow and steep and unlighted, with
so many of the steps missing that -- well, that it’s as short in almost any
case to turn round and come down again.”
Piranesi’s “tortuous stone
staircases” are founded on studies in the spiral, the helix, and rotational
symmetry. Fascinating, yes, but
guaranteed to unsettle one’s balance.
Is not gentle ascent of **the stairway to the
Palazzo Leporelli preferable, with the splendid glimpse it give of
ineffable realms above? But what if
Densher is left looking up at Eugenio, blocked from “the massive ascent . . .to
Milly’s piano nobile”? And what
if Milly loses the will to descend into a world marked by discord and
abysses? Truly, there is awe, not
awfulness, in perspectival projections that image the Virgin as child mounting
stairways in glory -- as in these two **“Presentations at the Temple” by Titian and Tintoretto -- as a preview of her later ascension into the
crystalline empyrean where, as in **Botticelli’s
“Coronation: of the Virgin,” she reigns as Queen of Heaven under the
dove-like wings of the Holy Spirit. But
what of Milly Theale once she reaches the top of the Leporelli staircase? “She had a vision of clinging to it . . .
She was in it, as in the ark of her deluge . . . She would never, never leave
it . . . .The romance for her . . . would be to sit there for ever, through all
her time, as in a fortress, and the idea became an image of never going down,
of remaining aloft in the divine dustless air . . . ‘Ah not to go down --
never, never to go down . . . ‘” There
comes the evening when Milly does “go down” to take command over “the Veronese
picture” --**“Dinner at the House of Levi” -- where her guests float together “like fishes
in a crystal pool.” When this brilliant
interlude is over, she returns to the heights, but does Milly’s ascent promise
a healing grace of the kind Giovanni Manuseti depicts in **“The
Miraculous Healing of the Daughter of Ser Nicolo Bevegnudo of San Polo.”?
Once, Milly sought
risks. “Don’t tell me,” she says to
Susan Stringham, “there are not abysses.
I want abysses.” Once, Milly
perched on the edge of an Alpine precipice that “appeared to fall precipitously
and to become . . . a view of great extent and beauty, but thrown forward and
vertiginous.” Once, Milly had no wish
for “any sharp or single release from the human predicament.” Rather, she looked “down on the kingdoms of
the earth,” either to choose among them or to take them all. So where does James’s narrative
finally place Milly in terms of the life’s spatial possibilities? Does she remain fixed to the wall at
Matcham, held in check by the frontal framing device of **Bronzino’s
”Lucrezia Panciatichi,” a memorial to what was once life but is now
“Dead, dead, dead!”? Is she trapped in
a one-dimensional **“Maze”, unable to escape the
bafflements of life’s “labyrinth” in which Susan says we are all enclosed --
forever denied the beatific vistas offered by the vanishing-point perspective
laid out upon serene patterns of pavimento? Or is she placed betwixt and between death and life? “Since I’ve lived all these years,” she
tells Susan, “as if I were dead, I shall die, no doubt, as if I were alive . .
. .So, you see. . . you’ll never really know where I am. Except indeed when I’m gone, and then you’ll
only know where I’m not.”
As for The Golden Bowl,
what spatial relations enclose its main characters? What “hidden geometries” sustain or unsettle “the very form of
the equilibrium they were, in different ways, equally trying to save”? Let us look first at Charlotte, then Maggie.
Here at the situations they
face. Charlotte viewed by Amerigo at
Fanny’s: “a charming young woman with a life of her own. She would take it high -- up, up, up, ever
so high. Well then he would do the
same; no height would be too great for them, not even the dizziest conceivable
to a young person so subtle.” Not for
Charlotte Amerigo’s fears over “cracks” in supposedly perfect crystalline
objects. “I risk cracks.”
Charlotte standing halfway up the
“monumental” staircase” at the “great official party” --as in **Veronese’s “Esther Led Before Assueros” -- where she is
about to choreograph her ascents and descents under “the quiet eyes of Colonel
Assingham , who had his elbows on the broad balustrade of the great gallery
overhanging the staircase.”
Charlotte and the Prince
paired like dancers “midst the double stream of the coming and the going”
of the ordered revelers. It has been
said in regard to George Balanchine that “The technique of the classical ballet
is based on geometry.” Dancers on stage
enact a “pattern of suggestion, [that] like the secret geometry of nature, is
there for the looking, hidden in plain sight.”
But this is precisely what horrifies Fanny: the public exposure of the
occult nature of two marriages through the choreographed movements of unholy
partners. However splendidly they
present themselves, they reject “the beautiful symmetry” for which Fanny longs,
of the kind on view in **Vivarini’s Madonna and Child
where figures stand fixed within the tightly controlled space conventionalized
by the painterly trope of the “sacred conversazione.”
Maggie performing her
own hidden choreography: the
struggle to save “equilibrium, the precious condition” despite
“rearrangements,” the “fresh distribution of different weights.”
Maggie after witnessing
the shattering of the imperfect crystal of the golden bowl:: posed at the
window of the house of her own fiction, whose perspective reflects “as great a
difference of view as the shift of an inch in a telescope.” Maggie at Fawns: forced to choose
which painterly representation to offer the others seated quietly at bridge: Is it to be **Botticelli’s
“Calumny,” that features an attractive but cunning beauty attended by
Treachery, Deceit, and Envy, while Repentance and Truth hang back -- an
allegory of emotional discord framed by the perfect harmony of classic
arches? Or will it be **Giotto’s “Judas’s Kiss” that records Christ’s calm
acceptance of his betrayer’s embrace -- a sacred moment pictorialized against
the same background of “high spears against the sky” by which James depicts
Maggie’s temptation to express “the rights of resentment, the rages of
jealousy, the protests of passion.”
Maggie’s “vertiginous
moments” on the terrace when she must decide whether to reveal all or to
conceal everything: “Spacious and
splendid, like a stage again awaiting a drama, it was a scene she might people
. . .either with serenities and dignities and decencies, or with terrors and
shames and ruins, things as ugly as those formless fragments of the golden bowl
she was trying to hard to pick up.” As
we know, Maggie goes for the Giotto, not the Botticelli, once “her cheek
received the prodigious kiss” from Charlotte in “the high publicity” performed
before the gathered spectators, each of whom possesses his or her own
perspective on what is placed on display.
Near the end of the
narrative, Fanny observes that Maggie thinks “so abysmally and yet so
quietly. But that’s what will have
saved you.” Which, then, of all the
painterly spaces seen today best images the late-James world wherein characters
rise or descend “quietly,” “abysmally”?
I myself place the Prince within Piranesi’s Carceri, doomed to
dimness to grope his way up and down, limited to saying “I see only you.” I might also locate Milly within the
darkness of Piranesi’s spatial limbo, unable to sustain her presence on the
splendid staircases of Titian, Veronese, or Tintoretto, although I cannot be
certain this is the destiny for a woman who claims we will never know just
“where” she is. As for Maggie, I have
more confidence in the psychological structure she inhabits within the
narrative space granted by James. Oddly
enough (which is the point), her perspective seems very like that projected by
**M. C. Escher’s lithograph, “Relativity.”
Avid students of the
beauties of distortion as they were, 17th-century scientists and artists
acknowledged that nothing in the universe is totally symmetrical, since the eye
beholds forms “stretched, squeezed, swollen, and pinched” -- the fact which
Piranesi made much of.” Yet it was
proposed that if “Any compound form may seem ‘broken’ when in the middle of
being one shape it stops that and starts being another shape,” this sort of
“’breakage’ can be repaired if the whole scenario -- starting, stopping, and
then starting something else --. . . is mended, or amended into a large piece
of perfect symmetry.” If Piranesi’s
“broken symmetries” resist repair, Escher’s 20th-century geometrics do not.
In the following passage.
I quote from one of Escher’s best analysts in order to draw together the
geometrics that ruled Escher’s lithographs and James’s novels. Escher, like James, knew the sense of unity
is “due solely to the artist’s ingenuity,” even as it must rely on only “one
facet of a much greater space comprising different angles of view and
continuing into infinity.” Like James,
he acknowledged the world’s plurality, but did not take panic, since this fact
“signifies neither absurdity nor chaos but a challenge to look for new logical
relationships between phenomena.”
Artist and author alike agreed there are “two different kinds of
reality” -- the one we observe and the one we imagine -- and both seized
opportunities to contain within a single pictorial space “conjunctions of
[these] disparate spatial perceptions.”
Most importantly, Escher’s “Relativity,” like James’s The Golden Bowl,
pursues the “grafting of a narrative onto an abstract structure itself never
visible” that “goes on unseen as part of the creative process.” In lithograph and novel. we see figures
“walking on the same stairs in the same direction but one ascending and the
other descending” made possible by the clever trick whereby “the composition as
a whole is constructed using traditional perspective and the relativization of
this perspective occurs only within it.”
I conclude with Escher speaking
for himself. “If we create a universe,
let it not be abstract or vague but rather let it concretely represent
recognizable things.” We may not aspire
to the infinity, the wholeness, imaged by the Italian masters; “nevertheless”
we receive “a fragment” of that infinitesimal whole -- figures, although
confronted by seemingly “broken symmetries,” that “continue without
interruption to interlock.”
By such means, The
Golden Bowl holds shattered pieces of impure crystal within both realms of
reality -- that of the effable and ineffable.
Its meanings extend far beyond the final page, leaving behind the same
emotional impact as does a Bellini painting whose vanishing points disappear
with such grace into infinity. Speaking
for all creators, James said that if “the root of the matter” lies within your
vision, you “are not really helpless, not without your resource, even before
mysteries abysmal.”